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David Evans, BSc (Hons), MSc, DipPFS Cert CII (MP & ER)

UK Compliance Director

David Evans is the UK Compliance Director for the UK business. He has lived internationally in both Europe and Africa and has a background in General Management for multinational companies including Unilever and the former ICI.

He has worked within the retail financial services industry for the past 18 years both as a Financial Adviser and in compliance roles. His recent experience has focussed on developing and leading the compliance function within the UK independent advice space.

David has worked as Compliance Director for the UK-regulated business since January 2021.

Areas of Expertise

• Pension Analysis, Advice, and Management

• Retirement Planning

• Pension Planning

• Inheritance Tax Planning

• Wealth Management

• Investment Portfolio Management

• Insurance & Family Protection

• Private Client Wealth and Estate Planning

• Cashflow Forecasting & Modelling

Qualifications & Awards

Chartered Insurance Institute (CII)

Diploma in Financial Planning

CII - Certificate in Mortgage Practice & Equity Release

CII - Certificate in Long Term Care

CII - AF4 Investments

Chartered Institute for Securities & Investments (CISI) Certificate in Securities

Member of the Chartered Insurance Institute

BSc (hons); MSc

Regions Covered

  • United Kingdom
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