Nick Roley, APFS

Private Wealth Adviser

Dual qualified in both the UK & US, Nick provides independent, cross border financial planning advisory services to his clients.

Nick began his financial career within a well-known ‘boutique’ wealth management business based in the UK where he worked for 6 years achieving the coveted status of Chartered Financial Planner under the CII, which is widely considered the Gold Standard of Financial Planning qualifications.

Nick is also a US SEC registered investment adviser, having passed the North American Securities Administrators Association Series 65, allowing him to provide his expertise to clients across the United States.

Passionate about his holistic approach, as well as helping shape the future of the industry, Nick now resides in the middle east where he specialises in advising expatriates based in the US as well as American Citizens who have ventured internationally.

Areas of Expertise

Pension Analysis, Advice, and Management

401K Analysis, Advice, and Management

IRA Analysis, Advice, and Management

Retirement Planning

Pension Planning

Inheritance Tax Planning

Tax Planning

Wealth Management

Investment Portfolio Management

International Savings & Investment Options

Investment Review

Private Banking Advice

Insurance & Family Protection

Education Fee Advice & Planning

High Net Worth & Ultra High Net Worth

Private Client Wealth and Estate Planning

Complex Multi-Jurisdictional Financial Planning

Cashflow Forecasting & Modelling

Qualifications & Awards

CII - Chartered Financial Planner

J10 - Discretionary Investment Management

Series 65

CII AF1 - Personal Tax & Trust Planning

CII AF5 - Financial Planning Process

CII AF4 - Investment Planning