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Nick Roley, APFS

Private Wealth Adviser

Dual qualified in both the UK & US, Nick provides independent, cross border financial planning advisory services to his clients.

Nick began his financial career within a well-known ‘boutique’ wealth management business based in the UK where he worked for 6 years achieving the coveted status of Chartered Financial Planner under the CII, which is widely considered the Gold Standard of Financial Planning qualifications.

Nick is also a US SEC registered investment adviser, having passed the North American Securities Administrators Association Series 65, allowing him to provide his expertise to clients across the United States.

Passionate about his holistic approach, as well as helping shape the future of the industry, Nick now resides in the middle east where he specialises in advising expatriates based in the US as well as American Citizens who have ventured internationally.

Areas of Expertise

• Pension Analysis, Advice, and Management

• 401K Analysis, Advice, and Management

• IRA Analysis, Advice, and Management

• Retirement Planning

• Pension Planning

• Inheritance Tax Planning

• Tax Planning

• Wealth Management

• Investment Portfolio Management

• International Savings & Investment Options

• Investment Review

• Private Banking Advice

• Insurance & Family Protection

• Education Fee Advice & Planning

• High Net Worth & Ultra High Net Worth

• Private Client Wealth and Estate Planning

• Complex Multi-Jurisdictional Financial Planning

• Cashflow Forecasting & Modelling

Qualifications & Awards

CII - Chartered Financial Planner

J10 - Discretionary Investment Management

Series 65

CII AF1 - Personal Tax & Trust Planning

CII AF5 - Financial Planning Process

CII AF4 - Investment Planning

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Recognition

I've had a great experience working with Nick. His attention to the details of my personal circumstances has really impressed me. His financial advice has been fantastic and has transformed the way I approach my long term goals. He's great at breaking down complex... Read Full Quote

Owain Rich

13/08/2021

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Long settled in the US, I had been procrastinating about what to do about my UK-based corporate pension funds from the 1980s. Nick handled the heavy lifting and guided me through the maze of transferring the value of two schemes over which I had no control or visibility to a SIPP.... Read Full Quote

Mike Broadway

18/09/2022

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I've had the pleasure of being associated with Nick when he managed my pension and gave good advice. Helpful and very knowledgeable. I highly recommend him.

Simon Allen

04/09/2020

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I have been working with Nick for the past two years.
He is diligent and knowledgeable and I trust the financial advice that he gives me.

Hugh Maynard

29/09/2022

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